Associate Financial Advisor

Associate Financial Advisor

 

At Castlewatch Wealth, a Private Wealth Advisory Practice, you will join a respected team delivering comprehensive financial planning, investment management, and wealth management services to individuals and families. As an Associate Financial Advisor, you will lead client meetings, develop detailed financial strategies, and support portfolio management for an established client base. In this role, you will deepen your financial advisory expertise, provide high-touch service, and strengthen long-term client relationships—without the pressure of prospecting or cold-calling—within a collaborative wealth management practice in the financial services industry.

 

Castlewatch Wealth is one of the leading names in the industry, offering comprehensive financial planning and asset management services. Located in vibrant Los Angeles (Glendale), our well-established practice is known for its commitment to excellence and professionalism.

 

You’ll love working for Castlewealth Wealth:

We value our employees’ time, expertise, and commitment to delivering exceptional client service. Our commitment to your success is supported by competitive compensation, strong benefits, and a clear path for professional growth.

• Career Growth: A clear professional development path with mentorship and support for advanced financial planning designations and credentials.
• Competitive Compensation: $100,000–$120,000 annual base salary based on experience, licensure, and professional designations.
• Performance Bonuses: Eligible for quarterly performance bonuses plus a biweekly cash fringe benefit.
• Comprehensive Benefits Package: Includes multiple medical plan options, cash fringe benefits, educational reimbursement, short- and long-term disability, life insurance, a 401(k) retirement plan, and paid covered parking.
• Work Environment: An on-site role in our downtown Glendale office, with potential hybrid flexibility after six months.

 

At Castlewatch Wealth, we believe financial advising is built on trust, expertise, and long-term relationships. Our team brings decades of combined experience helping individuals and families pursue their financial goals through comprehensive planning and personalized advice. We foster a collaborative environment where advisors focus on delivering thoughtful financial guidance and exceptional service to our clients. With no expectation of prospecting or sales generation, our advisors are empowered to concentrate on technical excellence, ongoing professional growth, and providing the attentive, relationship-driven service that defines our practice.

 

As an Associate Financial Advisor, you’ll play a crucial role in the team’s success by:

• Conduct in-person and virtual client meetings with existing clients, delivering personalized financial planning and wealth management advice across retirement, investment, and risk management strategies.
• Prepare comprehensive financial plans covering retirement planning, tax strategies, estate planning, portfolio management, and insurance analysis to support client financial goals.
• Execute client service and account management tasks, including money movements, account updates, and investment transactions across brokerage and managed accounts, equities, fixed income, ETFs, and mutual funds.
• Maintain accurate documentation and ensure compliance with FINRA and SEC regulations, while providing high-touch client relationship management, professional communication, and proactive follow-through on service requests.

 

To be a successful Associate Financial Advisor, you should have:

• Bachelor’s degree in Finance, Financial Planning, Business Administration, Economics, or a related field required; CFP® (Certified Financial Planner) certification required; advanced financial planning coursework preferred.
• FINRA Series 7 and Series 66 (or Series 63 and 65) required, plus State Life and Health Insurance License; additional wealth management or investment advisory designations preferred.
• Minimum 2+ years of experience in financial services, wealth management, or financial planning, supporting client relationships, portfolio management, and financial strategy development within a financial advisory practice.
• Solid ability to manage multiple priorities in a fast-paced financial services environment and deliver accurate, detail-oriented financial planning support.

 

Apply today!

If you’re a detail-driven Associate Financial Advisor passionate about delivering exceptional financial planning and wealth management advice, we want to hear from you. Apply today to grow your expertise, work with an established client base, and build a rewarding career with Castlewatch Wealth in a collaborative, client-focused financial advisory practice. 

 

We are an equal-opportunity employer that welcomes and encourages diversity in the workplace. We do not discriminate based on race, color, religion, marital status, age, national origin, ancestry, physical or mental disability, medical condition, pregnancy, genetic information, gender, sexual orientation, gender identity or expression, veteran status, or any other status protected under federal, state, or local law.

 

Qualified applicants with arrest or conviction records will be considered for employment with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.